Frequently Asked Questions

Real-time Update Questions

Our Work

Fashionable And Distinctive

Meets Reality.

Our AFSL compliance services are designed to achieve compliance with minimal business disruption.


AFSL Compliance

Contact us now to discuss your AFSL requirements.


Compliance Technology

Let us assist in the management of your AFSL through our Governance, Risk & Compliance software.

Built on Salesforce, our GRC software provides full visibility of your AFSL at any time.  

Industry leading

advice audits

Let us manage your ongoing monitoring via our comprehensive advice audit process

Gain full visibility of your AFSL monitoring and supervision program via our Governance, Risk & Compliance technology.

Our AFSL Compliance Services

Choose the services
that best suit your needs. 


AFSL Establishment

With over XXX AFSL establishments completed, we have the process fine tuned to complete your AFSL application quickly and efficiently.


AFSL Governance

Our AFSL Governance service will assist you in meeting your ongoing AFSL obligations. 


AFSL Policies

Use and refine our AFSL Policies with our GRC software to ensure your licence meets its ongoing obligations.


Advice Audits

Utilise our GRC software to manage all of your advice audits, including AI and human audits.


Compliance Technology

Compliance just got a whole lot smarter. Our technology embeds the compliance experience into your practice.


Advice Templates

We work with the team at Zovanti to provide best of breed solutions for both CRM and Advice Templates.

Need more information?

These FAQ's might help!

If not, get in touch as we'd love to chat. 


We offer a range of AFSL compliance solutions with the key differentiator that we provide a technology solution that allows you to monitor every component of your AFSL.

There are lots of different ways that we can help manage your AFSL compliance, so the best way to find out the cost is to reach out and have a chat with us. You can contact us here.

We offer a range of services that, assuming you implement them all, are aligned. For example, the AFSL policies refer to the Governance, Risk & Technology solution. Our Advice Audits are closely aligned with the Advice templates. We can talk you through these items to ensure you understand how they all align.

This is a tough question to answer as there are 2 main components. If you provide all the information we need in a timely manner and if ASIC responds quickly, an application can be completed in as little as 3 months. However, if all parties don't respond quickly the process can take up to 6 months. Rest assured that we have automated the steps that we manage so the delays won't be from us!

We can either work with you to implement them into your Xplan system OR you can utilise our Xplan system. The costs are very different so reach out and we can talk through your options.

Get In Touch

We'd love to assist you in the management of your AFSL compliance.

1300 300 960

The Precinct, TC Beirne Building,
Level 3 / 315 Brunswick St,
Fortitude Valley QLD 4006