Frequently Asked Questions

Real-time Update Questions

Our Work

Fashionable And Distinctive

Our Service

AFSL Governance

Being licensed brings ongoing responsibilities and we can work with you to minimise the risk of you breaching industry rules. Our expertise goes back to 1991 so you are in good hands from the start. And with our Governance software embedded into your systems you’ll have the day-to-day assurance you have your risks covered.

Back Up

Our full level service from

1,650$ /Month

Back Up Plan

  • Monthly compliance meeting
  • 1/4ly review of risk management checking outcomes
  • Upon request: Annual compliance and risk management audit
  • Upon request: Annual audit report including Residual Risk Rating (for PII)
  • Upon request: One MyAdviceCheck Audit
  • Access to SMART IP on needs basis
  • Documentation review
  • Advice on compliance and risk management impacts
  • Access to SMART IP on needs basis

Keep Up

From

825$ /Month

Keep Up Plan

  • Quarterly compliance meeting
  • 1/4ly review of risk management checking outcomes
  • Upon request: Annual compliance and risk management audit
  • Upon request: Annual audit report including Residual Risk Rating (for PII)
  • Upon request: One MyAdviceCheck Audit
  • Access to SMART IP on needs basis
  • Documentation review
  • Advice on compliance and risk management impacts
  • Access to SMART IP on needs basis

Catch Up

From

330$ /Month

Catch Up Plan

  • 1/4ly review of risk management checking outcomes
  • Access to SMART IP on needs basis
  • Documentation review
  • Advice on compliance and risk management impacts
  • Access to SMART IP on needs basis
Need more information?

These FAQ's might help!

If not, get in touch as we'd love to chat. 

CONTACT US

We offer a range of AFSL compliance solutions with the key differentiator that we provide a technology solution that allows you to monitor every component of your AFSL.

There are lots of different ways that we can help manage your AFSL compliance, so the best way to find out the cost is to reach out and have a chat with us. You can contact us here.

We offer a range of services that, assuming you implement them all, are aligned. For example, the AFSL policies refer to the Governance, Risk & Technology solution. Our Advice Audits are closely aligned with the Advice templates. We can talk you through these items to ensure you understand how they all align.

This is a tough question to answer as there are 2 main components. If you provide all the information we need in a timely manner and if ASIC responds quickly, an application can be completed in as little as 3 months. However, if all parties don't respond quickly the process can take up to 6 months. Rest assured that we have automated the steps that we manage so the delays won't be from us!

We can either work with you to implement them into your Xplan system OR you can utilise our Xplan system. The costs are very different so reach out and we can talk through your options.

Get In Touch

We'd love to assist you in the management of your AFSL compliance.

1300 300 960

hello-at-complius.com.au

The Precinct, TC Beirne Building,
Level 3 / 315 Brunswick St,
Fortitude Valley QLD 4006