Frequently Asked Questions

Real-time Update Questions

Our Work

Fashionable And Distinctive

AFSL Policies

Use our AFSL policies
to streamline your licence

Practice efficiency means less manual input, happier staff, better service outcomes, higher profitability and better exit pricing. 

 Our commitment to you is to work with you to maximise your practice efficiency. This includes integrating common sense AFSL policies that are reflected in your workflow.

Incident & Breach Policy
Advice Policy
Compliance plan
Compliance Calendar
Conflicts of Interest Policy
Dispute Resolution Policy
Document Retention Policy
Financial Resources Policy
Outsourcing Policy
Representatives Policy
Responsible Manager Policy
Risk Management Policy
Incident & Breach Policy

Incident & Breach Policy

Squeporta ultrices eros, sit amet euismod ante luctus eget. Mauris in tortor eu odio gravida aliquet. Maecenas id consectetur nunc.
Advice Policy

Advice Policy

Praesent elementum quam purus, in tincidunt nisi vestibulum sed. Cras rhoncus sollicitudin orci, sed feugiat enim. Sed ornare convallis massa, vitae imperdiet felis.
Compliance plan

Compliance plan

Maecenas et mollis diam, a elementum turpis. Curabitur semper augue non feugiat pretium. Quisque ut purus sed leo ultrices viverra.
Compliance Calendar

Compliance Calendar

Squeporta ultrices eros, sit amet euismod ante luctus eget. Mauris in tortor eu odio gravida aliquet. Maecenas id consectetur nunc.
Conflicts of Interest Policy

Conflicts of Interest Policy

Duis commodo magna ut neque tempus tempor. Ut sit amet faucibus mauris. Donec mollis ligula vitae aliquet sollicitudin. Cras a neque ultricies lorem rhoncus.
Dispute Resolution Policy

Dispute Resolution Policy

Duis commodo magna ut neque tempus tempor. Ut sit amet faucibus mauris. Donec mollis ligula vitae aliquet sollicitudin. Cras a neque ultricies lorem rhoncus.
Document Retention Policy

Document Retention Policy

Duis commodo magna ut neque tempus tempor. Ut sit amet faucibus mauris. Donec mollis ligula vitae aliquet sollicitudin. Cras a neque ultricies lorem rhoncus.
Financial Resources Policy

Financial Resources Policy

Duis commodo magna ut neque tempus tempor. Ut sit amet faucibus mauris. Donec mollis ligula vitae aliquet sollicitudin. Cras a neque ultricies lorem rhoncus.
Outsourcing Policy

Outsourcing Policy

Duis commodo magna ut neque tempus tempor. Ut sit amet faucibus mauris. Donec mollis ligula vitae aliquet sollicitudin. Cras a neque ultricies lorem rhoncus.
Representatives Policy

Representatives Policy

Duis commodo magna ut neque tempus tempor. Ut sit amet faucibus mauris. Donec mollis ligula vitae aliquet sollicitudin. Cras a neque ultricies lorem rhoncus.
Responsible Manager Policy

Responsible Manager Policy

Duis commodo magna ut neque tempus tempor. Ut sit amet faucibus mauris. Donec mollis ligula vitae aliquet sollicitudin. Cras a neque ultricies lorem rhoncus.
Risk Management Policy

Risk Management Policy

Duis commodo magna ut neque tempus tempor. Ut sit amet faucibus mauris. Donec mollis ligula vitae aliquet sollicitudin. Cras a neque ultricies lorem rhoncus.
Need more information?

These FAQ's might help!

If not, get in touch as we'd love to chat. 

CONTACT US

We offer a range of AFSL compliance solutions with the key differentiator that we provide a technology solution that allows you to monitor every component of your AFSL.

There are lots of different ways that we can help manage your AFSL compliance, so the best way to find out the cost is to reach out and have a chat with us. You can contact us here.

We offer a range of services that, assuming you implement them all, are aligned. For example, the AFSL policies refer to the Governance, Risk & Technology solution. Our Advice Audits are closely aligned with the Advice templates. We can talk you through these items to ensure you understand how they all align.

This is a tough question to answer as there are 2 main components. If you provide all the information we need in a timely manner and if ASIC responds quickly, an application can be completed in as little as 3 months. However, if all parties don't respond quickly the process can take up to 6 months. Rest assured that we have automated the steps that we manage so the delays won't be from us!

We can either work with you to implement them into your Xplan system OR you can utilise our Xplan system. The costs are very different so reach out and we can talk through your options.

Get In Touch

We'd love to assist you in the management of your AFSL compliance.

1300 300 960

hello-at-complius.com.au

The Precinct, TC Beirne Building,
Level 3 / 315 Brunswick St,
Fortitude Valley QLD 4006