Frequently Asked Questions

Real-time Update Questions

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Technology

AFSL Compliance Technology

Compliance just got a whole lot SMARTER . Our technology embeds the compliance experience into your practice efficiently and easily. We’ve built processes for most regulatory tasks but – importantly – have capacity to build new ones and amend old ones as the landscape changes and your needs evolve. Our cutting edge architecture will change how you think about managing compliance risks forever. 

Being mobile is a modern reality for most advisers and your Complius smart app will enable you to have your compliance systems available at the touch of a screen anywhere, any time.

Need more information?

These FAQ's might help!

If not, get in touch as we'd love to chat. 

CONTACT US

We offer a range of AFSL compliance solutions with the key differentiator that we provide a technology solution that allows you to monitor every component of your AFSL.

There are lots of different ways that we can help manage your AFSL compliance, so the best way to find out the cost is to reach out and have a chat with us. You can contact us here.

We offer a range of services that, assuming you implement them all, are aligned. For example, the AFSL policies refer to the Governance, Risk & Technology solution. Our Advice Audits are closely aligned with the Advice templates. We can talk you through these items to ensure you understand how they all align.

This is a tough question to answer as there are 2 main components. If you provide all the information we need in a timely manner and if ASIC responds quickly, an application can be completed in as little as 3 months. However, if all parties don't respond quickly the process can take up to 6 months. Rest assured that we have automated the steps that we manage so the delays won't be from us!

We can either work with you to implement them into your Xplan system OR you can utilise our Xplan system. The costs are very different so reach out and we can talk through your options.

Get In Touch

We'd love to assist you in the management of your AFSL compliance.

1300 300 960

hello-at-complius.com.au

The Precinct, TC Beirne Building,
Level 3 / 315 Brunswick St,
Fortitude Valley QLD 4006